The Financial Services and Markets Act 2000 by A. Alcock
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The Financial Services and Markets Act 2000
The Financial Services and Markets Act 2000
Summary
This practical guide covers the Financial Services and Markets Act 2000 which has introduced the most fundamental changes to UK financial services legislation since 1986 and is designed to bring about radical restructuring of the UK financial services regime with a single regulating body.
The Financial Services and Markets Act 2000 Summary
Table of Contents
The European framework; the financial Services Authority and the Financial Services and Markets Tribunal; the scope of the Financial Services and Markets Act 2000; authorization and approval; the Financial Services Authority's legislative functions; Market misconduct; complaints and compensation; enforcement (1) - disciplining the unauthorized, the auhtorized and the approved; enforcement (2) - investigations, market misconduct and privbate actions; special cases - exchanges, clearing houses, Lloyds and the professions; public offers and listings; marketing in general and collective investment schemes; The Financial Services and Markets Act 2000.
Additional information
GOR003122096
9780853085638
0853085633
The Financial Services and Markets Act 2000 by A. Alcock
Used - Very Good
Paperback
LexisNexis UK
20001000
560
N/A
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